Personnel Hong Kong SFC License Details (ID 82335)

Personnel Hong Kong SFC License Details (ID 82335)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2021-04-14	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2021-04-14	-
iBest Investment Services Limited	RO	Leveraged foreign exchange trading	2016-12-06	2019-01-25
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-12-17	2021-03-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2007-04-18	2019-11-19
	Rep	Dealing in securities	2007-04-18	2021-03-29
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2004-10-08	2005-10-10
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2005-10-10