Personnel Hong Kong SFC License Details (ID 82339)

Personnel Hong Kong SFC License Details (ID 82339)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2022-08-12	2025-08-12
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2022-08-12	2025-08-12
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2021-03-10	2022-08-11
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2021-03-10	2022-08-11
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-10-06
	Rep	Asset management	-	2003-10-06
	Rep	Providing automated trading services	-	2003-10-06
	Rep	Dealing in futures contracts	-	2021-02-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-09-29
	Rep	Asset management	-	2003-09-29
	Rep	Providing automated trading services	-	2003-09-29
	Rep	Advising on securities	-	2003-10-06
	Rep	Dealing in securities	-	2021-02-11