| Panda Securities Company Limited | RO | Asset management | 2024-08-23 | - |
| RO | Dealing in futures contracts | 2024-08-23 | - |
| RO | Dealing in securities | 2023-06-21 | - |
| Rep | Dealing in securities | 2023-06-12 | 2023-06-21 |
| Finloop Finance Limited | RO | Dealing in securities | 2021-07-30 | 2023-02-12 |
| Rep | Dealing in securities | 2021-07-15 | 2021-07-30 |
| Rep | Advising on securities | 2021-07-15 | 2023-02-12 |
| Rep | Asset management | 2021-07-15 | 2023-02-12 |
| GAC GLOBAL ECOMMERCE SERVICES LIMITED | Rep | Advising on securities | 2019-10-15 | 2020-01-21 |
| Rep | Asset management | 2019-10-15 | 2020-01-21 |
| RO | Dealing in securities | 2019-10-15 | 2020-01-21 |
| Yunfeng Financial Markets Limited | RO | Dealing in securities | 2016-10-03 | 2018-09-30 |
| Yunfeng Securities Limited | RO | Dealing in securities | 2016-10-03 | 2018-09-30 |
| Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2016-08-10 | 2016-10-03 |
| Yunfeng Securities Limited | Rep | Dealing in securities | 2016-08-10 | 2016-10-03 |
| BLUESTONE SECURITIES (HK) CO., LIMITED | RO | Dealing in securities | 2015-10-12 | 2016-06-30 |
| Forwin Securities Group Limited | RO | Dealing in securities | 2015-05-19 | 2015-08-25 |
| Forwin Capital Management Limited | Rep | Advising on securities | 2014-11-05 | 2015-08-25 |
| Rep | Asset management | 2014-11-05 | 2015-08-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-13 | 2014-09-09 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-13 | 2014-09-09 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2009-12-14 | 2011-05-03 |
| Rep | Dealing in securities | 2009-12-14 | 2011-05-03 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2009-11-12 | 2009-12-10 |
| WING FUNG FINTECH LIMITED | Rep | Leveraged foreign exchange trading | 2009-01-23 | 2009-12-10 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-01-23 | 2009-12-10 |