| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2025-02-25 | - |
| Rep | Dealing in futures contracts | 2025-02-25 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2025-02-25 | - |
| Rep | Dealing in securities | 2025-02-25 | - |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-10-04 | 2019-01-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-06-10 | 2020-05-12 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-06-10 | 2019-10-17 |
| Rep | Dealing in securities | 2009-04-02 | 2020-05-12 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-04 | 2005-04-20 |