| ACAMHK Limited | RO | Asset management | 2023-06-23 | - |
| Springwell Capital Limited | RO | Asset management | 2021-01-28 | 2021-12-01 |
| BOA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2018-05-30 | 2019-06-04 |
| RO | Dealing in securities | 2018-05-30 | 2019-06-04 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2007-07-24 | 2017-07-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2003-12-16 | 2017-07-26 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2003-09-02 | 2007-10-09 |
| Rep | Asset management | 2003-09-02 | 2007-10-09 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-28 |
| Rep | Asset management | 2003-04-01 | 2003-08-28 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-28 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2018-05-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-28 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-28 |
| Rep | Asset management | 2003-04-01 | 2003-09-29 |
| Rep | Advising on securities | 2003-04-01 | 2018-05-16 |
| Rep | Dealing in securities | 2003-04-01 | 2018-05-16 |
| iBest Securities Company Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-28 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-28 |
| Rep | Asset management | 2003-04-01 | 2003-08-28 |
| Rep | Dealing in securities | 2003-04-01 | 2018-05-16 |