| CMB International Global Markets Limited | Rep | Dealing in securities | 2019-07-16 | 2022-02-07 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-04-01 | - |
| CMB International Securities Limited | Rep | Dealing in securities | 2019-04-01 | - |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2017-08-15 | 2018-02-07 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-15 | 2018-02-07 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-10-12 | 2017-03-10 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-10-12 | 2017-03-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-04-23 | 2007-06-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-06 |
| Rep | Asset management | 2003-04-01 | 2003-10-06 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-06 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2016-09-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-29 |
| Rep | Asset management | 2003-04-01 | 2003-09-29 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-29 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-06 |
| Rep | Dealing in securities | 2003-04-01 | 2016-09-08 |