| EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-06-15 | - |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-06-15 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2022-12-13 | 2022-12-30 |
| Rep | Leveraged foreign exchange trading | 2004-01-29 | 2019-11-19 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-09-26 |
| Rep | Asset management | 2003-04-01 | 2003-09-26 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-26 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2022-12-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-26 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-26 |
| Rep | Asset management | 2003-04-01 | 2003-09-26 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-26 |
| Rep | Dealing in securities | 2003-04-01 | 2022-12-30 |