Personnel

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-04-20	-
CMB International Securities Limited	Rep	Dealing in securities	2021-04-20	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-06-14	2021-03-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-06-14	2021-03-15
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in futures contracts	2009-12-16	2010-06-21
	Rep	Dealing in securities	2009-12-16	2010-06-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-04-20	-
CMB International Securities Limited	Rep	Dealing in securities	2021-04-20	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-06-14	2021-03-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-06-14	2021-03-15
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in futures contracts	2009-12-16	2010-06-21
	Rep	Dealing in securities	2009-12-16	2010-06-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.