Personnel Hong Kong SFC License Details (ID 82368)

Personnel Hong Kong SFC License Details (ID 82368)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EAST ASIA FUTURES LIMITED	RO	Dealing in futures contracts	2024-02-29	-
EAST ASIA SECURITIES COMPANY LIMITED	RO	Advising on securities	2023-11-03	-
EAST ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2023-08-25	2024-02-29
EAST ASIA SECURITIES COMPANY LIMITED	RO	Dealing in securities	2023-08-25	-
Huafu International Securities Limited	RO	Advising on securities	2021-12-09	2022-09-18
	RO	Dealing in securities	2021-07-27	2022-09-18
	Rep	Advising on securities	2021-04-19	2021-12-09
	Rep	Dealing in securities	2021-03-11	2021-07-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2012-07-25	2019-12-24
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-05-21	2020-08-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-05-21	2020-08-31