| Bluemount Asset Management Limited | RO | Asset management | 2026-08-26 | - |
| Bluemount Securities Limited | RO | Advising on securities | 2026-08-26 | - |
| RO | Dealing in securities | 2026-08-26 | - |
| ZM ASSET MANAGEMENT LIMITED (GBEN) | RO | Advising on securities | 2022-03-07 | 2026-02-28 |
| RO | Asset management | 2022-03-07 | 2026-02-28 |
| Original Group Securities Limited | RO | Dealing in securities | 2020-10-07 | 2022-01-31 |
| PSG Digital Asia Limited | RO | Advising on securities | 2020-10-07 | 2022-01-31 |
| RO | Asset management | 2020-10-07 | 2022-01-31 |
| Rep | Advising on securities | 2020-09-25 | 2020-10-07 |
| Rep | Asset management | 2020-09-25 | 2020-10-07 |
| SDHG International Asset Management Limited | Rep | Advising on corporate finance | 2019-03-12 | 2020-07-03 |
| RO | Advising on futures contracts | 2019-03-12 | 2020-07-03 |
| RO | Advising on securities | 2019-03-12 | 2020-07-03 |
| RO | Asset management | 2019-03-12 | 2020-07-03 |
| Rep | Advising on securities | 2019-01-23 | 2019-03-12 |
| Rep | Asset management | 2019-01-23 | 2019-03-12 |
| Red South Investment Management Limited | RO | Advising on securities | 2018-06-11 | 2018-12-07 |
| RO | Asset management | 2018-06-11 | 2018-12-07 |
| Rep | Advising on securities | 2018-04-23 | 2018-06-11 |
| Rep | Asset management | 2018-04-23 | 2018-06-11 |
| GLENWORTH CAPITAL LIMITED | RO | Advising on securities | 2017-09-21 | 2018-02-01 |
| RO | Asset management | 2017-09-21 | 2018-02-01 |
| iBest Consultants Limited | RO | Dealing in futures contracts | 2014-12-03 | 2015-06-02 |
| RO | Advising on securities | 2014-12-03 | 2016-05-15 |
| RO | Dealing in securities | 2014-12-03 | 2016-05-15 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-25 | 2014-05-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2009-02-16 | 2014-05-01 |