Personnel Hong Kong SFC License Details (ID 82371)

Personnel Hong Kong SFC License Details (ID 82371)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2020-05-18	2021-02-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-05-18	2021-02-11
VICTORY SECURITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2019-10-08	2019-10-16
	Rep	Dealing in securities	2019-10-08	2019-10-16
KGI ASIA LIMITED	Rep	Dealing in securities	2018-12-31	2019-05-22
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-12-31	2019-05-22
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2017-07-12	2018-12-17
	Rep	Dealing in securities	2017-07-12	2018-12-17
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-09-24
	Rep	Asset management	-	2003-09-24
	Rep	Providing automated trading services	-	2003-09-24
	Rep	Dealing in futures contracts	-	2017-06-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-09-24
	Rep	Advising on securities	-	2003-09-24
	Rep	Asset management	-	2003-09-24
	Rep	Providing automated trading services	-	2003-09-24
	Rep	Dealing in securities	-	2017-06-30