| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2021-05-05 | - |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2021-05-05 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-08-01 | 2021-03-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2014-08-01 | 2019-11-19 |
| Rep | Dealing in securities | 2014-08-01 | 2021-03-03 |
| Rep | Leveraged foreign exchange trading | 2010-10-08 | 2014-01-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-07-09 | 2014-01-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-01-15 | 2014-01-25 |
| TSE'S SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-25 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-25 |
| Rep | Asset management | 2003-04-01 | 2004-06-25 |
| Rep | Dealing in securities | 2003-04-01 | 2005-02-15 |