| TFI Securities and Futures Limited | Rep | Dealing in futures contracts | 2022-08-25 | 2023-04-30 |
| Rep | Dealing in securities | 2022-08-25 | 2023-04-30 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2014-07-23 | 2022-07-22 |
| Rep | Dealing in securities | 2014-07-23 | 2022-07-22 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-01-14 | 2014-07-15 |
| Rep | Dealing in securities | 2012-03-07 | 2014-07-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-11-30 | 2012-02-15 |
| Rep | Leveraged foreign exchange trading | 2008-03-11 | 2012-02-15 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-09-29 | 2012-02-15 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-10-25 | 2006-09-08 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-11-14 | 2004-03-02 |
| Rep | Dealing in futures contracts | 2003-11-14 | 2004-10-21 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-10-29 |
| Rep | Asset management | - | 2003-10-29 |
| Rep | Dealing in futures contracts | - | 2003-10-29 |