Personnel SFC Licences and HKMA Registrations (ID 82381)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2022-06-30	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-03-22	-
	Rep	Dealing in securities	2021-03-22	-
	Rep	Leveraged foreign exchange trading	2012-03-23	2017-01-13
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-03-10	2017-01-13
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-03-10	2017-01-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.