Personnel Hong Kong SFC License Details (ID 82384)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EXCELLENT TIDE SECURITIES LIMITED	RO	Advising on securities	2024-07-23	2025-11-30
	RO	Dealing in securities	2022-11-24	2025-11-30
BERICH FUTURES (H.K.) COMPANY LIMITED	RO	Dealing in futures contracts	2021-10-26	2022-10-31
BERICH BROKERAGE LIMITED	Rep	Dealing in securities	2021-09-09	2022-10-31
AuVantage Consultancy Limited	RO	Dealing in securities	2021-03-22	2021-07-30
SILVERBRICKS SECURITIES COMPANY LIMITED	RO	Dealing in futures contracts	2020-10-30	2021-03-15
Hongkong Yifu International Futures Limited	RO	Dealing in futures contracts	2020-06-24	2020-10-15
	RO	Dealing in securities	2020-06-24	2020-10-15
H&AMP;Y SECURITIES COMPANY LIMITED	RO	Advising on securities	2020-01-23	2020-06-05
	RO	Dealing in securities	2019-03-06	2020-06-05
iBest Investment Services Limited	Rep	Leveraged foreign exchange trading	2017-06-08	2019-01-25
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2015-01-29	2019-02-28
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-04-27	2019-02-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-05-18	2019-02-28
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2005-03-31	2005-04-12
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-03-31	2005-04-12
XinKong International Securities Limited	Rep	Dealing in futures contracts	2005-01-12	2005-03-04
	Rep	Advising on corporate finance	-	2004-01-27
	Rep	Advising on securities	-	2004-01-27
	Rep	Asset management	-	2004-01-27
	Rep	Providing automated trading services	-	2004-01-27
	Rep	Dealing in securities	-	2005-03-04