Personnel Hong Kong SFC License Details (ID 82389)

Personnel Hong Kong SFC License Details (ID 82389)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2018-04-18	-
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2018-04-18	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-04-18	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-04-16	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-04-16	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2016-09-07	2018-03-29
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2016-09-07	2018-03-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2008-06-04	2016-09-02
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-08-21	2016-09-02
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-08-21	2016-09-02