| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-05-07 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-05-07 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-04-25 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-04-25 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-07-03 | 2018-04-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-07-03 | 2018-04-07 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2004-10-26 | 2007-06-04 |
| QUAM FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-01-29 |
| Rep | Asset management | 2003-04-01 | 2004-01-29 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-01-31 | |
| Quam Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-29 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-29 | |
| Rep | Asset management | 2003-04-01 | 2004-01-29 | |
| Rep | Dealing in securities | 2003-04-01 | 2007-06-04 |
No HKMA registrations in the collected records.