Personnel Hong Kong SFC License Details (ID 82390)

Personnel Hong Kong SFC License Details (ID 82390)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2018-05-07	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-05-07	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-04-25	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-04-25	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-07-03	2018-04-07
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-07-03	2018-04-07
Quam Securities Limited	Rep	Dealing in futures contracts	2004-10-26	2007-06-04
QUAM FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-01-29
	Rep	Asset management	2003-04-01	2004-01-29
	Rep	Dealing in futures contracts	2003-04-01	2006-01-31
Quam Securities Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-29
	Rep	Advising on securities	2003-04-01	2004-01-29
	Rep	Asset management	2003-04-01	2004-01-29
	Rep	Dealing in securities	2003-04-01	2007-06-04