Personnel Hong Kong SFC License Details (ID 82391)

Personnel Hong Kong SFC License Details (ID 82391)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Great Bay Partners Asia Company Limited	RO	Advising on securities	2022-02-25	-
	RO	Asset management	2022-02-25	-
	RO	Dealing in securities	2022-02-25	2023-09-22
Pictet Asset Management (Hong Kong) Limited	Rep	Advising on securities	2012-11-29	2013-04-30
	Rep	Dealing in securities	2012-11-29	2013-04-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2012-03-23	2012-11-07
	Rep	Leveraged foreign exchange trading	2011-10-03	2012-11-07
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-04-15	2012-11-07
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-04-15	2012-11-07
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in futures contracts	2010-01-28	2011-05-05
	Rep	Dealing in securities	2010-01-28	2011-05-05