Personnel Hong Kong SFC License Details (ID 82392)

Personnel Hong Kong SFC License Details (ID 82392)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	RO	Dealing in securities	2015-04-14	2015-08-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	RO	Dealing in securities	2015-04-14	2015-08-01
Core Pacific - Yamaichi Asset Management Limited	Rep	Asset management	2014-04-02	2015-08-01
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2013-09-11	2015-04-14
	Rep	Advising on securities	2013-09-11	2015-08-01
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2013-09-11	2015-08-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-09-11	2015-04-14
iBest Consultants Limited	Rep	Advising on securities	2012-10-15	2013-07-27
	Rep	Asset management	2012-10-15	2013-07-27
	Rep	Dealing in futures contracts	2012-10-15	2013-07-27
	Rep	Dealing in securities	2012-10-15	2013-07-27
	Rep	Advising on securities	2009-10-28	2011-03-01
	Rep	Dealing in securities	2009-10-28	2011-03-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-11-17	2012-09-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-11-17	2012-09-29
	Rep	Leveraged foreign exchange trading	2008-07-30	2012-09-29