| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-06-21 | - |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-06-21 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-06-21 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-04-29 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-04-29 | - |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-18 | 2019-01-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-09-12 | 2019-10-18 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-02-25 | 2021-04-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-02-25 | 2021-04-08 |
| REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in futures contracts | 2004-05-20 | 2005-02-17 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-09-23 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-23 |
| Rep | Asset management | 2003-04-01 | 2003-09-23 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-23 |
| Rep | Dealing in securities | 2003-04-01 | 2005-02-17 |