Personnel Hong Kong SFC License Details (ID 82396)

Personnel Hong Kong SFC License Details (ID 82396)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GRANSING SECURITIES CO., LIMITED	Rep	Dealing in securities	2021-05-10	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-09-05	2021-04-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-09-05	2021-04-14
iBest Securities Company Limited	RO	Dealing in securities	2018-04-11	2019-08-15
HAITONG INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2016-03-07	2019-09-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2016-03-07	2019-09-05
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-04-13	2016-03-07
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-04-13	2016-03-07
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in futures contracts	2009-03-17	2011-05-05
	Rep	Dealing in securities	2008-06-25	2011-05-05