Personnel Hong Kong SFC License Details (ID 82402)

Personnel Hong Kong SFC License Details (ID 82402)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2013-12-13	2019-08-31
	Rep	Advising on securities	2013-12-13	2019-08-31
	Rep	Asset management	2013-12-13	2019-08-31
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2013-12-13	2019-08-31
	Rep	Advising on securities	2013-12-13	2019-08-31
	Rep	Asset management	2013-12-13	2019-08-31
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2013-12-13	2019-08-31
	Rep	Asset management	2013-12-13	2019-08-31
	Rep	Dealing in securities	2013-12-13	2019-08-31
HAITONG INTERNATIONAL RESEARCH LIMITED	RO	Advising on securities	2011-04-13	2013-12-02
	Rep	Advising on securities	2010-05-10	2011-04-13
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on securities	2009-12-17	2011-01-07
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2003-09-24	2007-11-24