Personnel Hong Kong SFC License Details (ID 8240822)

Personnel Hong Kong SFC License Details (ID 8240822)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2018-09-03	2024-11-19
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2018-09-03	2024-11-19
	Rep	Dealing in securities	2018-09-03	2024-11-19
CSOP Asset Management Limited	Rep	Advising on securities	2018-01-09	2018-07-31
	Rep	Asset management	2018-01-09	2018-07-31
	Rep	Dealing in securities	2018-01-09	2018-07-31
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2017-04-19	2017-09-07
	Rep	Asset management	2017-04-19	2017-09-07
	Rep	Dealing in securities	2017-04-19	2017-09-07