Personnel Hong Kong SFC License Details (ID 82411)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Broadshine Asset Management Limited	RO	Advising on securities	2017-05-23	-
	RO	Asset management	2017-05-23	-
Maxcess Capital Limited	RO	Advising on securities	2016-01-14	2017-03-06
	RO	Asset management	2016-01-14	2017-03-06
Cornucopiae Asset Management Limited	Rep	Asset management	2013-12-30	2014-05-31
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2010-07-21	2013-01-26
CSC SECURITIES (HK) LIMITED	Rep	Advising on securities	2008-04-11	2010-07-07