Personnel SFC Licences and HKMA Registrations (ID 82413)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2015-01-26	-
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2010-06-15	2014-10-01
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2008-04-30	2010-03-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.