Liao, Jie (SFC:ATD558) 廖杰

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2014-03-05	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2011-11-28	2013-10-10
	Rep	Dealing in securities	2010-05-12	2013-10-10
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2009-09-23	2011-11-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.