| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-08-25 | 2021-10-08 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-08-25 | 2021-10-08 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2015-08-25 | 2021-10-08 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-08-25 | 2021-10-08 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-06-21 | 2015-07-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-06-21 | 2015-07-25 |
| Rep | Leveraged foreign exchange trading | 2011-05-20 | 2015-07-25 |