Personnel Hong Kong SFC License Details (ID 82437)

Personnel Hong Kong SFC License Details (ID 82437)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-06-30	-
	Rep	Asset management	2023-06-30	-
	Rep	Dealing in securities	2023-06-30	-
CNCB (Hong Kong) Capital Limited	Rep	Advising on securities	2022-11-21	2023-03-26
	Rep	Dealing in securities	2022-11-21	2023-03-26
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2021-10-25	2022-10-25
	Rep	Dealing in securities	2021-10-25	2022-10-25
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2021-10-25	2022-10-25
	Rep	Dealing in securities	2021-10-25	2022-10-25
ABCI ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-04-20	2018-12-13
	Rep	Asset management	2018-04-16	2018-12-13
China Asset Management (Hong Kong) Limited	Rep	Asset management	2015-09-15	2018-04-03
	Rep	Dealing in securities	2015-09-15	2018-04-03
XinKong International Securities Limited	Rep	Dealing in securities	2015-08-21	2015-09-02
	Rep	Dealing in futures contracts	2013-03-27	2015-09-02
UNITED SIMSEN FOREX DEALERS LIMITED	Rep	Leveraged foreign exchange trading	2013-03-04	2015-07-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2011-06-14	2012-09-01