Personnel Hong Kong SFC License Details (ID 82445)

Personnel Hong Kong SFC License Details (ID 82445)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2017-07-11	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-04-16	2017-06-30
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-08-07
	Rep	Asset management	2003-04-01	2003-08-07
	Rep	Providing automated trading services	2003-04-01	2003-08-07
	Rep	Dealing in futures contracts	2003-04-01	2003-08-07
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-07
	Rep	Advising on securities	2003-04-01	2003-08-07
	Rep	Asset management	2003-04-01	2003-08-07
	Rep	Providing automated trading services	2003-04-01	2003-08-07
	Rep	Dealing in securities	2003-04-01	2008-04-10