| Emperio Securities and Assets Management Limited | RO | Advising on securities | 2020-06-19 | 2020-12-03 |
| RO | Asset management | 2020-06-19 | 2020-12-03 |
| RO | Dealing in securities | 2020-06-19 | 2020-12-03 |
| Rep | Advising on securities | 2020-04-01 | 2020-06-19 |
| Rep | Dealing in securities | 2020-04-01 | 2020-06-19 |
| Rep | Asset management | 2020-03-31 | 2020-06-19 |
| KILMOREY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-05-17 | 2020-03-21 |
| KILMOREY SECURITIES LIMITED | Rep | Advising on securities | 2019-05-17 | 2019-12-03 |
| Rep | Dealing in securities | 2019-05-17 | 2019-12-03 |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2018-08-06 | 2019-04-23 |
| Rep | Asset management | 2017-10-03 | 2019-04-23 |
| Rep | Dealing in securities | 2017-10-03 | 2019-04-23 |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-09-14 | 2017-09-01 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-09-14 | 2017-09-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-09-14 | 2017-09-01 |
| BMI FUNDS MANAGEMENT LIMITED | Rep | Asset management | 2016-01-25 | 2016-08-28 |
| Rep | Dealing in securities | 2016-01-25 | 2016-08-28 |
| BMI Securities Limited | Rep | Dealing in securities | 2014-05-14 | 2016-08-28 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-09-09 | 2014-05-03 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2012-11-27 | 2014-05-03 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-05-14 | 2012-09-14 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-02-03 | 2012-05-02 |
| Rep | Dealing in securities | 2012-02-03 | 2012-05-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-01-28 | 2011-12-24 |