Personnel Hong Kong SFC License Details (ID 82448)

Personnel Hong Kong SFC License Details (ID 82448)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-03-26	2019-09-13
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-08-23	2015-01-31
BOCOM International Securities Limited	Rep	Dealing in securities	2009-08-17	2010-08-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-04-30	2009-07-20
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2004-03-01	2005-04-19
SCTRADE.COM LIMITED	Rep	Advising on securities	-	2004-01-16
	Rep	Asset management	-	2004-01-16
	Rep	Dealing in securities	-	2004-01-16
SOUTH CHINA COMMODITIES LIMITED	Rep	Advising on futures contracts	-	2003-06-23
	Rep	Dealing in futures contracts	-	2003-06-23
	Rep	Asset management	-	2004-01-16
SOUTH CHINA SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-16
	Rep	Advising on securities	-	2004-01-16
	Rep	Asset management	-	2004-01-16
	Rep	Providing automated trading services	-	2004-01-16
	Rep	Dealing in securities	-	2004-02-11