Lau, Wai Ting (SFC:AWQ077) 劉偉停

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JOY RICH SECURITIES INVESTMENT LIMITED	RO	Advising on securities	2020-07-07	-
	RO	Dealing in securities	2019-12-03	-
	Rep	Dealing in securities	2017-09-05	2019-12-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-01-13	2017-04-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JOY RICH SECURITIES INVESTMENT LIMITED	RO	Advising on securities	2020-07-07	-
	RO	Dealing in securities	2019-12-03	-
	Rep	Dealing in securities	2017-09-05	2019-12-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-01-13	2017-04-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.