| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2018-03-20 | 2018-05-04 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-03-20 | 2018-05-04 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2017-10-25 | 2018-05-04 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-10-25 | 2018-05-04 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-01-22 | 2018-05-04 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-01-22 | 2018-05-04 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-03-30 | 2015-12-19 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-03-30 | 2015-12-19 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-11-15 | 2015-01-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-02-09 | 2015-01-31 |
| TOYO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-12-22 | 2011-01-22 |