Personnel Hong Kong SFC License Details (ID 82472)

Personnel Hong Kong SFC License Details (ID 82472)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mage Securities Limited	Rep	Dealing in securities	2016-09-19	2017-02-22
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-08-21	2015-06-04
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2008-06-12	2008-08-01
HOENIG (FAR EAST) LIMITED	Rep	Dealing in securities	2004-02-23	2004-03-31
Virtu ITG Hong Kong Limited	Rep	Providing automated trading services	2004-02-20	2008-04-14
	Rep	Dealing in securities	2004-02-20	2008-04-14
HOENIG (FAR EAST) LIMITED	Rep	Advising on corporate finance	-	2004-02-19
	Rep	Advising on securities	-	2004-02-19
	Rep	Asset management	-	2004-02-19
	Rep	Dealing in securities	-	2004-02-20