| HONGKONG GAOTEJIA INVESTMENT MANAGEMENT CO., LIMITED | RO | Advising on securities | 2022-09-15 | - |
| RO | Asset management | 2021-09-14 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-04-16 | 2021-03-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-01-11 | 2021-03-04 |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-18 | 2018-11-13 |
| iBest Consultants Limited | Rep | Advising on securities | 2017-01-09 | 2018-11-13 |
| Rep | Asset management | 2017-01-09 | 2018-11-13 |
| Rep | Dealing in securities | 2017-01-09 | 2018-11-13 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-07-23 | 2018-04-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2012-07-23 | 2018-04-13 |
| Rep | Dealing in securities | 2008-03-31 | 2018-04-13 |