| iVenture Investment Management Limited | Rep | Advising on futures contracts | 2018-11-13 | 2019-12-13 |
| Rep | Advising on securities | 2018-11-13 | 2019-12-13 |
| RO | Advising on futures contracts | 2018-03-28 | 2018-11-13 |
| RO | Advising on securities | 2018-03-28 | 2018-11-13 |
| RO | Asset management | 2018-03-28 | 2019-12-13 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2012-03-08 | 2014-12-31 |
| Halbis Capital Management (Hong Kong) Limited | RO | Advising on futures contracts | 2011-06-07 | 2011-12-31 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on futures contracts | 2011-06-07 | 2014-12-31 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2011-06-07 | 2014-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on securities | 2010-10-28 | 2014-12-31 |
| RO | Asset management | 2010-10-28 | 2014-12-31 |
| Rep | Advising on futures contracts | 2010-06-28 | 2012-03-08 |
| RO | Dealing in securities | 2010-06-28 | 2014-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2006-01-18 | 2011-06-07 |
| RO | Advising on securities | 2006-01-18 | 2011-12-31 |
| RO | Asset management | 2006-01-18 | 2011-12-31 |
| RO | Dealing in securities | 2006-01-18 | 2011-12-31 |
| Rep | Advising on securities | 2005-07-15 | 2006-01-18 |
| Rep | Asset management | 2005-07-15 | 2006-01-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | - | 2004-05-05 |
| Rep | Advising on securities | - | 2010-10-28 |
| Rep | Asset management | - | 2010-10-28 |