| HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on securities | 2021-03-26 | 2022-10-10 |
| RO | Asset management | 2021-03-26 | 2022-10-10 |
| RO | Dealing in securities | 2021-03-26 | 2022-10-10 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on securities | 2021-03-26 | 2022-10-10 |
| RO | Asset management | 2021-03-26 | 2022-10-10 |
| RO | Dealing in securities | 2021-03-26 | 2022-10-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2020-12-22 | 2021-03-26 |
| Rep | Asset management | 2020-12-22 | 2021-03-26 |
| Rep | Dealing in securities | 2020-12-22 | 2021-03-26 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-12-22 | 2021-03-26 |
| Rep | Asset management | 2020-12-22 | 2021-03-26 |
| Rep | Dealing in securities | 2020-12-22 | 2021-03-26 |
| Halbis Capital Management (Hong Kong) Limited | RO | Advising on futures contracts | 2011-06-09 | 2011-12-31 |
| RO | Advising on securities | 2011-06-09 | 2011-12-31 |
| RO | Asset management | 2011-06-09 | 2011-12-31 |
| RO | Dealing in securities | 2011-06-09 | 2011-12-31 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on securities | 2011-06-09 | 2014-08-01 |
| RO | Asset management | 2011-06-09 | 2014-08-01 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on corporate finance | 2011-06-09 | 2014-08-01 |
| RO | Advising on securities | 2011-06-09 | 2014-08-01 |
| RO | Asset management | 2011-06-09 | 2014-08-01 |
| RO | Dealing in securities | 2011-06-09 | 2014-08-01 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on futures contracts | 2011-05-04 | 2014-08-01 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2011-05-04 | 2014-08-01 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2010-07-26 | 2014-08-01 |
| RO | Advising on securities | 2010-07-26 | 2014-08-01 |
| RO | Asset management | 2010-07-26 | 2014-08-01 |
| RO | Dealing in securities | 2010-07-26 | 2014-08-01 |
| SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | RO | Advising on futures contracts | 2008-10-02 | 2011-08-31 |
| RO | Advising on securities | 2008-10-02 | 2011-08-31 |
| RO | Asset management | 2008-10-02 | 2011-08-31 |
| RO | Dealing in securities | 2008-10-02 | 2011-08-31 |
| HSBC LIFE (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2007-12-03 | 2008-10-01 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2006-07-21 | 2007-06-15 |
| SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | RO | Advising on futures contracts | - | 2006-07-15 |
| RO | Advising on securities | - | 2006-07-15 |
| RO | Asset management | - | 2006-07-15 |