Personnel Hong Kong SFC License Details (ID 82507)

Personnel Hong Kong SFC License Details (ID 82507)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sun Life Investment Management Asia Limited	Rep	Advising on securities	2025-06-09	-
	Rep	Asset management	2025-06-09	-
KGI ASIA LIMITED	Rep	Advising on securities	2013-07-22	2013-11-15
	Rep	Dealing in securities	2013-07-22	2013-11-15
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on securities	2007-08-02	2011-12-31
	Rep	Asset management	2007-08-02	2011-12-31
HSBC Global Asset Management (Hong Kong) Limited	Rep	Asset management	2007-08-02	2013-02-21
	Rep	Advising on securities	2007-07-04	2013-02-21
MUSHK Limited	Rep	Advising on securities	2007-04-02	2007-06-30
	Rep	Dealing in securities	2007-04-02	2007-06-30