Personnel Hong Kong SFC License Details (ID 82509)

Personnel Hong Kong SFC License Details (ID 82509)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pictet Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-01-09	2017-03-30
	Rep	Asset management	2015-01-09	2019-07-12
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on securities	2010-07-21	2011-12-31
	Rep	Asset management	2010-07-21	2011-12-31
	Rep	Dealing in securities	2010-07-21	2011-12-31
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2010-07-21	2014-12-08
	Rep	Asset management	2010-07-21	2014-12-08
	Rep	Dealing in securities	2010-07-21	2014-12-08