Personnel Hong Kong SFC License Details (ID 8251)

Personnel Hong Kong SFC License Details (ID 8251)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Renaissance Securities (Hong Kong) Limited	RO	Advising on corporate finance	2012-10-24	2014-06-30
	RO	Advising on securities	2012-10-24	2014-06-30
	RO	Dealing in securities	2012-10-24	2014-06-30
Xeram and Company (Asia) Limited	RO	Advising on corporate finance	2009-03-09	2010-12-20
	RO	Advising on securities	2009-03-09	2012-04-30
	Rep	Advising on corporate finance	2008-04-09	2009-03-09
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2004-06-24	2008-04-01