Personnel Hong Kong SFC License Details (ID 82516)

Personnel Hong Kong SFC License Details (ID 82516)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on futures contracts	2025-10-23	-
	RO	Advising on securities	2024-03-27	-
	RO	Asset management	2024-03-27	-
	RO	Dealing in securities	2024-03-27	-
	Rep	Advising on securities	2010-06-24	2024-03-27
	Rep	Asset management	2010-06-24	2024-03-27
	Rep	Dealing in securities	2010-06-24	2024-03-27
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on securities	2007-10-30	2011-12-31
	Rep	Asset management	2007-10-30	2011-12-31
	Rep	Dealing in securities	2007-10-30	2011-12-31