Personnel Hong Kong SFC License Details (ID 82518)

Personnel Hong Kong SFC License Details (ID 82518)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on securities	2005-07-15	2011-12-31
	Rep	Asset management	2005-07-15	2011-12-31
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2004-10-21	2012-02-29
	Rep	Asset management	2004-10-21	2012-02-29
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Advising on corporate finance	-	2004-09-24
	Rep	Advising on securities	-	2004-09-24
	Rep	Asset management	-	2004-09-24