Personnel Hong Kong SFC License Details (ID 82522)

Personnel Hong Kong SFC License Details (ID 82522)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MANGO FINANCIAL LIMITED	Rep	Asset management	2014-09-23	2017-02-28
Rockhampton Management Limited	Rep	Advising on securities	2012-02-02	2012-07-24
	Rep	Asset management	2012-02-02	2012-07-24
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on securities	2005-07-15	2011-12-12
	Rep	Asset management	2005-07-15	2011-12-12
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-05-06
	Rep	Advising on securities	-	2011-12-12
	Rep	Asset management	-	2011-12-12