Personnel Hong Kong SFC License Details (ID 82524)

Personnel Hong Kong SFC License Details (ID 82524)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blue Ocean Asset Management Limited	RO	Advising on securities	2015-09-09	2019-05-31
	RO	Asset management	2015-09-09	2019-05-31
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on securities	2006-10-19	2011-12-31
	Rep	Asset management	2006-10-19	2011-12-31
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2006-10-19	2013-03-15
	Rep	Asset management	2006-10-19	2013-03-15
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2005-10-05	2006-05-04