Personnel SFC Licences and HKMA Registrations (ID 82528)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on futures contracts	2024-04-08	-
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on securities	2008-07-17	2011-12-31
	Rep	Asset management	2008-07-17	2011-12-31
	Rep	Dealing in securities	2008-07-17	2011-12-31
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2008-07-17	-
	Rep	Asset management	2008-07-17	-
	Rep	Dealing in securities	2008-07-17	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.