| HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-09-27 | - |
| Rep | Dealing in securities | 2008-05-30 | - |
| Halbis Capital Management (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-05-02 | 2011-12-31 |
| Rep | Advising on securities | 2005-07-15 | 2011-12-31 |
| Rep | Asset management | 2005-07-15 | 2011-12-31 |
| Rep | Dealing in securities | 2005-07-15 | 2011-12-31 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-06 | - |
| Halbis Capital Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-16 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-16 |
| Rep | Asset management | 2003-04-01 | 2004-02-16 |
| Rep | Dealing in securities | 2003-04-01 | 2004-08-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2003-04-01 | - |
| Rep | Asset management | 2003-04-01 | - |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-02-16 |