Personnel Hong Kong SFC License Details (ID 82537)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXA Investment Managers Asia Limited	RO	Leveraged foreign exchange trading	2020-01-09	2023-08-31
	RO	Dealing in futures contracts	2018-02-09	2023-08-31
	RO	Advising on securities	2015-05-29	2023-08-31
	RO	Asset management	2015-05-29	2023-08-31
	RO	Dealing in securities	2015-05-29	2023-08-31
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	RO	Advising on securities	2015-05-29	2017-10-31
	RO	Asset management	2015-05-29	2017-10-31
	RO	Dealing in securities	2015-05-29	2017-10-31
AXA Investment Managers Asia Limited	Rep	Advising on securities	2013-12-09	2015-05-29
	Rep	Asset management	2013-12-09	2015-05-29
	Rep	Dealing in securities	2013-12-09	2015-05-29
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Advising on securities	2013-12-09	2015-05-29
	Rep	Asset management	2013-12-09	2015-05-29
	Rep	Dealing in securities	2013-12-09	2015-05-29
Halbis Capital Management (Hong Kong) Limited	Rep	Dealing in securities	2011-03-30	2011-12-31
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2011-03-30	2013-11-01
	Rep	Advising on securities	2010-06-24	2013-11-01
	Rep	Asset management	2010-06-24	2013-11-01
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on securities	2009-10-27	2011-12-31
	Rep	Asset management	2009-10-27	2011-12-31