Personnel Hong Kong SFC License Details (ID 82539)

Personnel Hong Kong SFC License Details (ID 82539)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2013-06-07	-
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on securities	2011-08-02	2011-12-31
	Rep	Asset management	2011-08-02	2011-12-31
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2011-03-15	-
	Rep	Asset management	2011-03-15	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2011-03-15	2011-07-04
	Rep	Asset management	2011-03-15	2011-07-04