Personnel Hong Kong SFC License Details (ID 82546)

Personnel Hong Kong SFC License Details (ID 82546)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DELTA ASIA SECURITIES LIMITED	RO	Advising on futures contracts	2025-12-04	-
	RO	Asset management	2025-12-04	-
	RO	Dealing in futures contracts	2025-12-04	-
	RO	Dealing in securities	2021-08-19	-
	RO	Advising on securities	2017-07-06	-
	Rep	Dealing in securities	2017-07-06	2021-08-19
Delta Asia Wealth Management Limited	RO	Advising on securities	2017-07-06	2025-08-25
	RO	Asset management	2017-07-06	2025-08-25
DELTA ASIA SECURITIES LIMITED	Rep	Advising on securities	2016-02-25	2017-07-06
HAMON ASIAN ADVISORS LIMITED	Rep	Advising on securities	2008-04-21	2015-12-17
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2007-01-31	2015-12-17
PFP Capital Limited	Rep	Advising on securities	2007-01-31	2015-12-17
DELTA ASIA SECURITIES LIMITED	Rep	Advising on securities	2004-08-18	2007-01-11
	Rep	Dealing in securities	2004-08-18	2007-01-11