Personnel Hong Kong SFC License Details (ID 82550)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBP ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2014-09-26	2018-06-21
	Rep	Asset management	2014-09-26	2018-06-21
	Rep	Dealing in securities	2014-09-26	2018-06-21
HAMON ASIAN ADVISORS LIMITED	Rep	Advising on securities	2009-11-16	2014-07-19
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-11-16	2014-07-19
PFP Capital Limited	Rep	Advising on securities	2009-11-16	2014-07-19
CLSA RESEARCH LIMITED	Rep	Advising on securities	2007-12-12	2008-07-25